-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WXC4n2sDZ7PSC/g7If1jxSQ3mE77lmHXGi0yXZBVbMlfGq66b0OJI11pVR8Ussgu MYV7itusxEYkQTu+ueFneQ== 0000929638-02-000020.txt : 20020414 0000929638-02-000020.hdr.sgml : 20020414 ACCESSION NUMBER: 0000929638-02-000020 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENZYME CORP CENTRAL INDEX KEY: 0000732485 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 061047163 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37205 FILM NUMBER: 02547461 BUSINESS ADDRESS: STREET 1: ONE KENDALL SQ CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 6172527500 MAIL ADDRESS: STREET 1: ONE KENDALL SQUARE CITY: CAMBRIDGE STATE: MA ZIP: 02139 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BALAZS ENDRE A CENTRAL INDEX KEY: 0000904337 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 65 RAILROAD AVENUE CITY: RIDGEFIELD STATE: NJ ZIP: 07657 BUSINESS PHONE: 2019459550 MAIL ADDRESS: STREET 1: 65 RAILROAD AVENUE CITY: RIDGEFIELD STATE: NJ ZIP: 07657 SC 13G/A 1 a1085256.txt 13G AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.1)(1) Genzyme Corporation, Genzyme Biosurgery Division - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 372917-70 - ------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 --------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - ------------------------------ (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 372917-70 13G Page 2 of 5 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Endre A. Balazs - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] N/A (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION The United States of America - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER 2,796,863 Shares (See Item 4(a)) NUMBER OF --------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY None EACH REPORTING --------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 2,796,863 Shares (See Item 4(a)) --------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER None - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,796,863 Shares (See Item 4(a)) - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [x] - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.08 percent (See Item 4(b)) - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT CUSIP No. 372917-70 13G Page 3 of 5 Pages ITEM 1(a). NAME OF ISSUER: - ---------------------------- Genzyme Corporation, Genzyme Biosurgery Division ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: - ------------------------------------------------------------- One Kendall Square, Cambridge, Massachusetts 02139 ITEM 2(a). NAME OF PERSON FILING: - ----------------------------------- Endre A. Balazs ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE - ------------------------------------------------------------------------ c/o Matrix Biology Institute 65 Railroad Avenue Ridgefield, New Jersey 07657 ITEM 2(c). CITIZENSHIP: - ------------------------- The United States of America ITEM 2(d). TITLE OF CLASS OF SECURITIES: - ------------------------------------------ Genzyme Biosurgery Division, Common Stock, $0.01 par value per share (the "Shares") ITEM 2(e). CUSIP NUMBER: - -------------------------- 372917-70 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: - ---------------------------------------------------------------------- Not applicable; filed pursuant to Rule 13d-1(c) ITEM 4. OWNERSHIP: - ----------------------- (a) Amount beneficially owned: 2,796,863 Shares (*) (b) Percent of class: 7.08% (*) (c) Number of shares as to which such person has: (i) Sole Power to vote or to direct the vote: 2,796,863 Shares (*) (ii) Shared power to vote or to direct the vote: None (iii) Sole power to dispose or to direct the disposition of: 2,796,863 Shares (*) (iv) Shared power to dispose or to direct the disposition of: None CUSIP No. 372917-70 13G Page 4 of 5 Pages * These share and percentage amounts do not include (i) 1,683,658 Shares deemed beneficially owned by Janet L. Denlinger, the wife of the reporting person, or (ii) 358,100 Shares held in the name of the Matrix Charitable Institute, of which the reporting person is one of several trustees, but over which Shares he does not have any voting or investment power. The reporting person disclaims beneficial ownership of the shares referred in the preceding sentence and the filing of this Schedule 13G shall not be an admission that the reporting person is the beneficial owner of such shares for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose. Of the 2,796,863 Shares reported as beneficially owned by the reporting person, 358,100 Shares are held by trusts of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of such shares, and the filing of this Schedule 13G shall not be an admission that the reporting person is the beneficial owner of such shares for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose. The Shares reported represent shares of a tracking stock of Genzyme Corporation. The filing of this Schedule 13(g) shall not be deemed an admission that the reporting person owns more than 5% of a class of stock of Genzyme Corporation, as the tracking stock is one of several series of common stock of Genzyme Corporation, and the number of shares reported as beneficially owned by the reporting person represents less than 2% of the total number of shares of common stock of Genzyme Corporation outstanding as of September 30, 2001. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: - ---------------------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: - ----------------------------------------------------------------------------- Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: - -------------------------------------------------------------------------- Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: - ----------------------------------------------------------------------- Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: - -------------------------------------------- Not applicable. ITEM 10. CERTIFICATION: - --------------------------- Not applicable. CUSIP No. 372917-70 13G Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 2002 (Date) /s/ Endre A. Balazs ----------------------------- Endre A. Balazs -----END PRIVACY-ENHANCED MESSAGE-----